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Value of neuropsychological testing after head injuries in football
  1. P McCrory1,
  2. M Makdissi1,
  3. G Davis2,
  4. A Collie3
  1. 1Centre for Health, Exercise and Sports Medicine, University of Melbourne, Melbourne, Victoria, Australia
  2. 2Cabrini Medical Centre, Malvern, Victoria, Australia
  3. 3CogState Ltd., Melbourne, Victoria, Australia
  1. Correspondence to:
 Dr P McCrory
 University of Melbourne, Victoria, Australia; paulmccrbigpond.net.au

Abstract

This paper reviews the pros and cons of the traditional paper and pencil and the newer computerised neuropsychological tests in the management of sports concussion. The differences between diagnosing concussion on the field and neuropsychological assessment at follow up and decision making with regard to return to play are described. The authors also discuss the issues involved in interpreting the results of neuropsychological testing (comparison with population norms versus player’s own baseline test results) and potential problems of such testing in football. Finally, suggested recommendations for neuropsychological testing in football are given.

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The past two decades have seen a rapid increase in the use of neuropsychological testing in sports medicine, particularly in the management of concussive injury. The field has advanced to the point where neuropsychological testing is now recognised by many international sporting organisations and many practising sports medicine physicians as a critical component of the clinical management process following concussion.1–3

BACKGROUND

Traditionally the focus of neuropsychology has been on assessment of cognitive processes in order to anatomically localise structural brain injuries.4 For example, the French anatomist Paul Broca identified dysfluent speech production in two patients with damage to the posterior inferior frontal gyrus from bullet wounds.5 This science predates contemporary neuroimaging techniques which have largely replaced the patho-anatomical aspects of neuropsychology. However, the need to functionally assess patients with neurological disease and follow their progress over time has become more important in the modern era. This latter development arose largely from the work of the Russian psychologist, Alexandr Luria in the early twentieth century. Luria proposed that most behaviours were the result of complex functional systems in the brain and that lesions in any one structural component of these systems would cause a measurable disturbance in functional activity.6 The tools used by Luria and his colleagues consisted of a range of cognitive tests, from which responses could be observed and inferences drawn about an individual’s brain function.

Over time, particularly in the USA, the application of statistical methods to define quantitative abnormalities in cognitive function has become prominent (psychometrics). Conversely, Luria’s clinical–theoretical approach involves qualitative observation and subjective assessment of an individual’s performance on cognitive tests.

HISTORY OF NEUROPSYCHOLOGICAL TESTING IN SPORTS CONCUSSION

From a clinical perspective, one of the major difficulties in the management of sports concussion has been the reliance on the subjective reporting of symptoms by athletes. The idea that neuropsychological tests could be used to provide an objective measure of cognitive recovery in the concussed athlete initially arose from work in severe traumatic brain injury.7–9

Arising simultaneously in the USA and Australia, two distinct groups began groundbreaking research into the role of abbreviated neuropsychological assessment in sports concussion. Traditional approaches to cognitive assessment involving extensive testing by trained neuropsychologists were impractical for the evaluation of large groups of athletes.

In the USA, Barth and colleagues assessed concussed athletes using tests that had previously been shown to be sensitive in mild head trauma.10–12 The highpoint of this research resulted in the development of the Pittsburgh Steelers Test Battery which consisted of nine different tests evaluating a range of cognitive functions including verbal memory and delayed recall (Hopkins verbal learning tests), attention span and concentration (digit span test), motor speed and coordination (grooved pegboard test), and visual scanning, mental flexibility, and “throughput” (trail making test, symbol digit modalities).13 The overall time required for administration of these tests was approximately 45 minutes. Following this development, several major North American professional sporting organisations, such as the National Football League and the National Hockey League, commenced widespread concussion testing programmes at the elite level.

In Australian football, Maddocks and colleagues independently developed a screening tool for the diagnosis of concussion in sport as well as developing an abbreviated neuropsychological test battery that was sensitive to the cognitive deficits seen in concussion.14–17 They determined that the digit symbol substitution task (from the Wechsler Adult Intelligence Scale–Revised), paced auditory serial addition task, and choice reaction time were the most sensitive tools in the assessment of concussed players. The added advantage was that these tests were quick and easy to administer and were readily accepted in terms of face validity by subjects.

Over the past decade there has been increased interest in the use of computer administered tests of cognitive function.18–27 One of the main driving forces has been the explosion in advancement of computer technology, which has resulted in increasingly powerful and reliable portable technology. Although there are a number of practical and theoretical advantages of computerised testing over conventional paper and pencil neuropsychological testing it must be remembered that, despite their potential, computerised cognitive tests have not yet been validated for use in the follow up of sports related concussion.

In addition, it must be remembered that the use of brief neuropsychological test batteries represents a screening approach to cognitive assessment. Although it facilitates baseline assessment of large numbers of athletes in the pre-season, it does not allow for comprehensive evaluation of cognitive processes and thus may be limited with regard to sensitivity and specificity.21,28 The corollary of this is that it is critical to have studies addressing the psychometric properties of the cognitive tests used in the management of sports concussion.

MODERN APPROACH TO NEUROPSYCHOLOGICAL TESTING OF SPORTS CONCUSSION

Despite the recommendation of expert consensus groups that neuropsychological testing is a key element of concussion management many key questions remain unresolved, such as:

  • Which test or combination of tests is the most useful in the setting of sports concussion?

  • How should the test results be interpreted?

  • What factors impact upon test performance and how are these best controlled for?

Which test is best?

A different strategy of cognitive assessment is required when diagnosing concussion compared with when determining recovery to baseline performance. This difference reflects both the nature of the deficits encountered at each time point and the practicalities of assessment of athletes.

Diagnosing concussion

In practical terms, sports clinicians need a simple and valid tool that can be administered in an on-field situation to determine whether an athlete is concussed and hence should be removed from the field of play to be assessed more fully. From the work by Maddocks et al described above it was found that questions of recent and remote memory were the most sensitive measures separating concussed from non-concussed athletes. These questions (“Maddocks’ questions”, see box below) were prospectively validated in a study of Australian football.14

In sports where athletes need to be assessed rapidly, often without removing them from the field, such as in football, these questions are an important tool fulfilling the basic requirements outlined above. Standard orientation questions, such as those pertaining to time, place, and person, are less discriminating in the sporting situation than questions on recently acquired memory.14,29 Other validated diagnostic tools included the Standardised Assessment of Concussion (SAC) which is a paper and pencil tool assessing orientation, concentration, and immediate and delayed memory.29,30 Although it has been validated in sports concussion, it is more time consuming than Maddocks’ questions.

Maddocks’ questions14

  • Which ground are we at?

  • Which team are we playing today?

  • Who is your opponent at present?

  • Which half is it?

  • How far into the quarter is it?

  • Which side scored the last goal?

  • Which team did we play last week?

  • Did we win last week?

In addition to these two published and validated tools, a variety of other sideline assessment tools are there, most of which have not been prospectively validated and, in some cases, not widely published. These include:

  • Sideline evaluation for concussion (Colorado Head Injury Foundation, Inc.)31

  • Management of concussion sports palm card (American Academy of Neurology and Brain Injury Association)32

  • Sideline Concussion Check (Sports Medicine New Zealand Inc.) (unpublished)

  • McGill Abbreviated Concussion Evaluation (unpublished)

  • National Hockey League Physician Evaluation Form (unpublished)

  • The UK Jockey Club Assessment of Concussion33

All these tools were recently combined into a single sideline assessment tool developed by the Prague consensus group.34 This tool, called the “Sport Concussion Assessment Tool” (SCAT), was developed through a process of collaboration and iterative review, and evaluated for face and content validity on the basis of scientific literature3 and clinical experience of the authors. It will need to be validated in prospective studies before it can be widely implemented.

It is important to note that none of these tools will necessarily exclude a more significant intracranial injury which may masquerade as a concussion in the early stages. Hence, these tools are not a substitute for a formal medical assessment.

Serial follow up and return to play

Whereas assessment of memory is the critical aspect of neuropsychological testing in the setting of concussion diagnosis, the assessment of recovery mandates a different test strategy. This is based not only on the known neuropsychological deficits that exist following concussion but also on the different time frame available for follow up assessment that allows a more detailed assessment to take place.

In addition to the clinical symptoms of concussion, a range of neuropsychological deficits may be observed in the recovery phase following a concussive injury. These deficits are typically subtle and mild and include:

  • reduced planning and ability to switch mental set35–38

  • impaired memory and learning9,39–41

  • reduced attention and ability to process information17,26,42,43

  • slowed reaction times and increased variability in response.22,27,44,45

Isolated reports have suggested that impairments may be evident on tasks involving visuospatial constructional ability, language, and sensorimotor function.35,36 One area of concern that has not been studied in detail is the proposal that following recovery, deficits may still be evident when assessed under conditions of physiological stress.46 The corollary of this is that any form of neuropsychological testing needs to be sensitive for the changes observed following concussion and be specific for these deficits.

It must be emphasised however, that neuropsychological assessment should not be the sole basis of a return to play decision but rather be seen as an aid to the clinical decision making. In general terms, neuropsychological testing should not be routinely done while the athlete is symptomatic since it adds little to decisions regarding return to play and it may contaminate the testing process by allowing for practise effects to confound the results. The recommended consensus strategy is to wait for the resolution of clinical symptoms (both at rest and with provocative exercise challenge) and then to use the neuropsychological testing as the final step in the return to play strategy.34

In terms of determining which test is most useful in the assessment of sports concussion, the choice lies between traditional paper and pencil tests and computerised test platforms. Whichever strategy is chosen requires that the relevant range of cognitive abnormalities outlined above is detected by the tests used.

The major problem is that conventional paper and pencil neuropsychological tests suffer from psychometric confounds that make them less than ideal for such serial use in sport, including a lack of equivalent alternative forms, poor test–retest reliability, and susceptibility to interrater biases and practise effects.19 Furthermore, the limited availability of neuropsychologists to administer and interpret the test results makes the widespread application of such testing problematical.

Computerised test platforms allow for the widespread use of neuropsychological testing in the sporting situation. The benefits and disadvantages of the different commercially available test platforms have been reviewed in detail elsewhere and are summarised below and in table 1.19 These products are practical and in some cases do not require a neuropsychologist to interpret or administer the test.47

Table 1

 Commercially available computerised tests of cognitive function

The potential advantages of computerised testing over conventional paper and pencil neuropsychological testing include:

  • standardisation of stimulus presentation (that is, stimulus presentation and contingency onset are controlled by the software thereby minimising any inter-assessor or intra-assessor variability/unreliability)

  • short administration time/rapid testing

  • sensitivity—accurate in detecting deficits well below the measurement capabilities of traditional clinical neuropsychological tests (that is, detect deficits in reaction time in the order of 30–110 ms)

  • presentation of multiple and equivalent alternative forms of a test within a relatively brief period of time (useful for monitoring cognitive function over time and minimising the effects of practise)

  • accurate analysis of performance stability/variability26,48

  • computerised analysis (sensitive to small changes/subtle differences)

  • centralised data storage, analysis, and reporting

  • potential for internet based delivery (practical/convenient).

How do we interpret the results?

Cognitive testing in sports concussion may be interpreted by comparing the results either with population norms or with the individual’s own baseline (or pre-injury) performance.

Comparison with group norms

In general, most individuals referred for neuropsychological testing, whether in a sporting or hospital setting, are unlikely to have pre-existing baseline testing performed. In these patients, the application of a battery of neuropsychological tests allows detection of gross cognitive deficits when compared with population norms. There are a number of problems with using this technique in the assessment of athletes following sports concussion:

  • Deficits observed following sports concussion are often subtle.

  • A large range of factors impact on a player’s test performance, thus any deficits observed in relation to population norms must be interpreted with caution.

  • Many of the common tests used for the assessment of sports concussion have a wide range of normal results.

  • There are limited normal datasets for specific population groups of interest (in particular, young athletes and females).

“Back to baseline” model

The most effective use of neuropsychological testing in sport involves a baseline assessment of the athlete’s pre-injury level of cognitive functioning. This allows direct comparison with the post-concussive test results and subsequently controls for many of the individual athlete factors that can impact on test performance.21,33,49,50 When using individual baseline tests for comparison it is not enough to simply subtract the post-concussion score from the baseline, as this fails to account for the many factors that may confound interpretation of serially acquired cognitive test scores, such as the practise effect.19

A variety of approaches have been used to differentiate “true” changes from changes caused by these confounding factors.25,50–55 The two commonest are the reliable change index, which takes into account the test–retest reliability of the measure, and standardised regression based measures, which use a more sophisticated statistical approach to account for potential sources of test–retest bias. With the current computerised test platforms, these indices are calculated automatically and an interpretive report summary provided.

WHAT ARE THE POTENTIAL PROBLEMS OF NEUROPSYCHOLOGICAL TESTING?

A range of neurological and non-neurological factors can significantly impact on an individual’s performance on cognitive tests, both before and after sports concussion.28,55 These are summarised in fig 1. Whereas one of the important interpretive aspects of traditional neuropsychology has been to determine the extent by which such factors may influence test outcomes, the newer computerised test platforms largely deal with most of, if not all, these statistical concerns leaving the clinician to interpret the findings in the light of the clinical situation.

Figure 1

 Factors that impact on the results of neuropsychological tests.

It is important to note that there may be interaction between any of these factors and that test performance may also be affected by chance or random variance. Thus a major challenge in interpretation of the test result lies in differentiating the effects of concussion from the influence of other potential confounding factors. This is facilitated by the use of baseline testing.

NEUROPSYCHOLOGICAL TESTING IN FOOTBALL

Most of the recent studies on head injuries in football are descriptive in nature, highlighting the risk of acute injury to players.56–67 Only limited data exist regarding neuropsychological changes in this setting and the majority of published papers relate to concern about putative long term effects of concussive injury and/or heading the ball.37,63,68–74

Whether repeated subconcussive trauma, such as might be seen in “heading” the ball, causes cumulative neurological injury remains speculative Although this idea was suggested by early retrospective studies, more recent studies have failed to provide support for it.71 In series of retrospective studies, involving retired Scandinavian football players, cognitive deficits were noted.75,76 The results of these studies are flawed because of significant methodological problems. Problems include the lack of pre-injury data, selection bias, failure to control for acute head injuries, lack of observer blinding, and inadequate control subjects. The authors concluded that the deficits noted in the former football players were explained by repetitive trauma such as heading the ball, however, the pattern of deficits is equally consistent with alcohol related brain impairment, a confounding variable that was not controlled for.

Matser and colleagues from the Netherlands have also implicated both concussive injury and heading as a cause of neuropsychological impairment in both amateur and professional football players.37,70,77 Reanalysis of the data from these papers, however, suggests that purposeful heading may not be a risk factor for cognitive impairment.69 Other prospective studies in football have failed to find any evidence of chronic cognitive impairment in players using clinical examination, neuroimaging, or neuropsychological testing.65,78,79

It seems unlikely that subconcussive impacts such as seen in head to ball contact will cause chronic neurological injury, and although head to head contact may cause concussive injury, it is both uncommon and unlikely to result in cumulative brain injury. It has been speculated from other sports that particular genotypes may place athletes at heightened risk in association with head trauma although this remains to be validated in other studies.80

Recommendations for neuropsychological testing in football

The broad recommendations for the overall management of concussive injuries have been recently summarised in the Prague consensus document.34 With regard to neuropsychological testing the following points can be suggested:

  • Diagnosis of concussion or suspected concussion should be made using either Maddocks’ questions or the relevant section of the SCAT form. This assessment can be made by medical or non-medical personnel.

  • All players diagnosed as having had a concussion require a medical assessment.

  • Return to play decisions require a cognitive assessment once a player is asymptomatic both at rest and following exercise. At the elite level, it is recommended that one of the computerised test platforms is used with a “back to baseline” strategy of documenting recovery. At the non-elite level, return to play should follow the stepwise process outlined in the Prague consensus statement.

CONCLUSION

Neuropsychological test batteries have been added to the management of sports concussion to provide objective information about both diagnosis and recovery following injury. Given the wide range of factors that can influence test performance, the most accurate interpretations can be made when an individual’s results are compared with their own baseline. At present a variety of traditional paper and pencil protocols and newer computerised test batteries exist. An understanding of the limitations and interpretation of such tests will assist the clinician in the use of these tests as an adjunct to clinical assessment.

REFERENCES

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Footnotes

  • Competing interests: A Collie is employed by CogSport, a commercial computerised concussion management software company. None of the other authors has a declared conflict of interest.

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